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FAQ
Account Opening | Funds | Stock | Trade Execution/SettlementSHKExchange
SHKExchange
This FAQ is designed as an aid for our customers to maximize the potential of their investment account. For any unanswered questions, or if you would like an elaboration on certain areas, please direct your enquiries to ustrading@SHKUSTrader.com.
  1. What types of account can I open?
  2. Is Margin Account available?
  3. How do I open an account?
  4. Can I open a trading account if I am a U.S. resident?
  5. Can I open a trading account if I am a non-HK citizen?
  6. Is there a minimum deposit for opening a U.S. trading account?

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1. What types of account can I open? (back to top)

SHK supports all types of cash accounts, including Individual and Joint accounts for retail customers. Corporate and Intermediary accounts are also available, for further information please contact us.

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2. Is Margin Account available? (back to top)

Margin accounts are not available.

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3. How do I open an account? (back to top)

Apply in person:

Please call our hotline, 2822-5001 to make appointment for account opening. Please bring your Identity Card(s) or Passport(s) and original corresponding address proof (e.g. recent utilities or residential telephone bills, bank statements, etc.)

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4. Can I open a trading account if I am a U.S. resident? (back to top)

Yes. In additional to the required documents, the IRS W9 form is required by U.S. Government for U.S. resident.

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5. Can I open a trading account if I am a non-HK citizen? (back to top)

Yes. Same as account opening procedures for Hong Kong citizens

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6. Is there a minimum deposit for opening a U.S. trading account? (back to top)

For a limited time only, no minimum deposit is required for our Online Trading customers. Different deposit minimums may apply for our Fully Serviced Account. Please call our hotline at (852) 2822 5001 or your existing AE for details.
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